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Ethics and Compliance Advisor

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Date: Nov 13, 2021

Location: Irving, TX, US, 75039-2900 Any city, TX, US, 99999

Company: Gainwell Technologies LLC

Coordinates and monitors compliance programs and documents. Provides compliance guidance and support in the development of solutions to business unit/group concerns at the local, state, federal or global level. Assists with comprehensive, strategic compliance, ethics and business conduct functions.


Essential Job Functions

  • Supports and guides assigned business units/lines of service in developing, implementing, and maintaining more complex effective compliance programs.
  • Supports/performs more complex risk assessments of assigned risk infrastructures and programs. Informs management when areas require attention. Tracks and reports complex compliance trends to management.
  • Oversees and performs more complex compliance testing reviews to ensure compliance with regulatory requirements. Resolves moderate to more complex problems as appropriate and follows through to ensure corrective action is taken.
  • Monitors changes to more complex laws and regulations, compliance-related development, and disseminates pertinent information to the affected units to ensure compliance.
  • Develops and coordinates compliance awareness programs to increase employee understanding and supports more complex business functions.
  • Provides guidance to business units/groups in assessing the impact of new or amended regulatory requirements and participates in implementation of more complex regulatory requirements.
  • Monitors and maintains more complex compliance related information systems to ensure compliance information and documentation are accurate and current.
  • Provides guidance to less experienced personnel.

Basic Qualifications

  • Bachelor's degree or equivalent combination of education and experience
  • Bachelor's degree in business administration or related field preferred
  • Nine or more years of compliance experience
  • Experience working with compliance programs, policies and procedures
  • Experience working with compliance-related guidelines, laws and regulations
  • Experience working with compliance-related information systems

Other Qualifications

  • Personal computer and business solutions software skills
  • Strong communication skills
  • Strong interpersonal skills for communicating with business unit personnel
  • Good analytical and problem solving skills
  • Ability to work independently and as part of a team
  • Ability to deal with ambiguity and change

Work Environment

  • Office environment


*This is a remote opportunity*